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Pamela Brockwell

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Richmond, VA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-25
VA RA APPROVED 2025-06-26
  • TX RA
    APPROVED_RES
    Since 2025-08-25
  • VA RA
    APPROVED
    Since 2025-06-26

Branch Locations

5000 W Broad St, Richmond, VA 23230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Richmond VA 02/2024 Present
Bb&T Richmond VA 01/2008 06/2019
Bank Of America N.A. Richmond VA 07/2019 02/2024
Bank Of America, N.A. E Richmond VA 03/2025 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-25
  • S66 Uniform Combined State Law Examination
    2025-06-25
Other Names
  • Pamela Sober
  • Pamela Lacks
  • Pamela Larson
  • Pam Larson

View on SEC IAPD

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TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

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