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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-05-24 |
| CA | RA | APPROVED | 2005-09-05 |
Branch Locations
2029 Century Park E Ste 2550, Los Angeles, CA 90067 • United States
3027 Townsgate Rd Ste 200, Westlake Village, CA 91361-5863 • United States
Los Angeles, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Los Angeles | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Los Angeles | CA | 03/2020 | Present |
Real Estate Ownership; Single Family; 6629 West 87th Place, , Los Angeles, CA, 90045; Not Investment-Related; 10/06/2019. Other Business Activities; Book; We wrote a book titled "Build Your Financial Bridge." It was co-authored by myself and my business partner Nicholas Nino, with the help of an approved Book Vendor through Ameriprise.; 2029 Century Park East, , LOS ANGELES, CA, 90067-2936; Not Investment-Related; 02/25/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-02 |
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