Fernando Romero

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-05-08
NJ	RA	APPROVED	2025-04-04

TX RA
APPROVED

Since 2025-05-08
NJ RA
APPROVED

Since 2025-04-04

Branch Locations

1100-1800 American Blvd Ci Client Management, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	02/2025	Present
Drive Social Media	Miami	FL	04/2024	10/2024
Veryable	Miami	FL	10/2023	02/2024
Unemployed	Yardley	PA	09/2000	09/2023
Unemployed	Yardley	PA	10/2024	02/2025
Schutte &Amp; Koerting Acquisition	Feasterville-Trevose	PA	06/2021	07/2021
University Of Arizona	Tucson	AZ	08/2018	05/2023
Bank Of America, N.A.	Pennington	NJ	04/2025	Present

02/2025 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
04/2024 → 10/2024

Drive Social Media

Miami, FL
10/2023 → 02/2024

Veryable

Miami, FL
09/2000 → 09/2023

Unemployed

Yardley, PA
10/2024 → 02/2025

Unemployed

Yardley, PA
06/2021 → 07/2021

Schutte &Amp; Koerting Acquisition

Feasterville-Trevose, PA
08/2018 → 05/2023

University Of Arizona

Tucson, AZ
04/2025 → Present

Bank Of America, N.A.

Pennington, NJ

Other Businesses

I*3834268 Entity Type: Entity For Profit Name of OBA: Vending Vapes LLC Address: Yardley, Pennsylvania, 19067 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 11/24/2025 Number of Hours: 5, Weekly Number of Hours during trading: 0, Weekly Duties: passive revenue through vending machines inventory and business development

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-01-24

S66 Uniform Combined State Law Examination

2025-01-24

View on SEC IAPD