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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-29
CA RA APPROVED 2025-05-07
  • TX RA
    APPROVED
    Since 2025-05-29
  • CA RA
    APPROVED
    Since 2025-05-07

Branch Locations

3812 San Fernando Rd, Glendale, CA 91204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hollywood CA 01/2019 Present
Unemployed Los Angeles CA 01/2018 01/2019
Mbg Inc. Daejeon 04/2016 12/2017
Bank Of America, N.A. Hollywood CA 03/2025 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-07
  • S66 Uniform Combined State Law Examination
    2025-05-07

View on SEC IAPD

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