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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-15
IL RA APPROVED 2025-06-02
  • TX RA
    APPROVED
    Since 2025-07-15
  • IL RA
    APPROVED
    Since 2025-06-02

Branch Locations

6300 Kingery Hwy, Willowbrook, IL 60527 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 03/2022 Present
Guardian Industries Chicago IL 04/2015 03/2022
Bank Of America, N.A. Chicago IL 04/2025 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-02
  • S66 Uniform Combined State Law Examination
    2025-06-02
Other Names
  • Omar Martinez-Ortiz.

View on SEC IAPD

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