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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2020-06-17 |
| TX | RA | APPROVED_RES | 2013-02-26 |
| IL | RA | APPROVED | 2009-04-17 |
Branch Locations
1 North Wacker Drive 32Nd & 33Rd, Chicago, IL 60606 • United States
Nolensville, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Chicago | IL | 04/2009 | Present |
Mr Buddy's Happy Farm / 2675 Sanford Road Nolensville, TN / United States / Charity / To care and provide a home for abused or neglected animals / Proprietor / owner / overseeing operations of animal sanctuary / Start Date 11/5/2019
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-07 |
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