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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-01-15 |
Branch Locations
2250 Shiloh Springs Road, Trotwood, OH 45426 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities | Dayton | OH | 02/2025 | Present |
| Fifth Third Bank | Dayton | OH | 01/2022 | Present |
| Cellular Sales | Xenia | OH | 01/2020 | 01/2022 |
| At&T | Dayton | OH | 01/2017 | 01/2020 |
| Lexis Nexis | Dayton | OH | 01/2015 | 01/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 2025-07-24 |
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