Yoo Chung Chang

Employer firm

Upstart Wealth Management, LLC CRD 173728

$386M regulatory AUM 6 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Upstart Wealth Management, Llc

New York, NY • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2025-03-12

IL RA
APPROVED

Since 2025-03-12

Branch Locations

Chicago, IL • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Upstart Wealth Management	Chicago	IL	03/2025	Present
Chaad	Chicago	IL	05/2024	Present
Yoovin	Chicago	IL	03/2021	12/2024
Everest Restaurant	Chicago	IL	10/2018	12/2020
Elizabeth Restaurant	Chicago	IL	06/2016	10/2018
Alinia Group	Chicago	IL	06/2015	10/2017

03/2025 → Present

Upstart Wealth Management

Chicago, IL
05/2024 → Present

Chaad

Chicago, IL
03/2021 → 12/2024

Yoovin

Chicago, IL
10/2018 → 12/2020

Everest Restaurant

Chicago, IL
06/2016 → 10/2018

Elizabeth Restaurant

Chicago, IL
06/2015 → 10/2017

Alinia Group

Chicago, IL

Other Businesses

CHAAD not investment-related 4221 Forbes Blvd, Suite 270, Lanham, MD 20706 non-profit Board Member May 2024 10-20 hours per month 0 hours during trading Assist with tax-related issues

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2024-03-20
S65	Uniform Investment Adviser Law Examination	2023-11-15

S63 Uniform Securities Agent State Law Examination

2024-03-20
S65 Uniform Investment Adviser Law Examination

2023-11-15

Other Names

Yooie Chang
Yoo Chang

View on SEC IAPD