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Current Employers
Upstart Wealth Management, Llc

New York, NY • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-03-12
  • IL RA
    APPROVED
    Since 2025-03-12

Branch Locations

Chicago, IL • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Upstart Wealth Management Chicago IL 03/2025 Present
Chaad Chicago IL 05/2024 Present
Yoovin Chicago IL 03/2021 12/2024
Everest Restaurant Chicago IL 10/2018 12/2020
Elizabeth Restaurant Chicago IL 06/2016 10/2018
Alinia Group Chicago IL 06/2015 10/2017
  • 03/2025 → Present
    Upstart Wealth Management
    Chicago, IL
  • 05/2024 → Present
    Chaad
    Chicago, IL
  • 03/2021 → 12/2024
    Yoovin
    Chicago, IL
  • 10/2018 → 12/2020
    Everest Restaurant
    Chicago, IL
  • 06/2016 → 10/2018
    Elizabeth Restaurant
    Chicago, IL
  • 06/2015 → 10/2017
    Alinia Group
    Chicago, IL
Other Businesses

CHAAD not investment-related 4221 Forbes Blvd, Suite 270, Lanham, MD 20706 non-profit Board Member May 2024 10-20 hours per month 0 hours during trading Assist with tax-related issues

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-03-20
S65 Uniform Investment Adviser Law Examination 2023-11-15
  • S63 Uniform Securities Agent State Law Examination
    2024-03-20
  • S65 Uniform Investment Adviser Law Examination
    2023-11-15
Other Names
  • Yooie Chang
  • Yoo Chang

View on SEC IAPD

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