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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-03-20 |
| TX | RA | APPROVED_RES | 2023-07-07 |
| NJ | RA | APPROVED | 2023-06-07 |
Branch Locations
Harborside 2 200 Hudson Street, Suite 501, Jersey City, NJ 07311 • United States
1585 Broadway Capital Markets, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New York | NY | 06/2023 | Present |
| E*Trade Securities Llc | Jersey City | NJ | 04/2016 | 11/2023 |
| E*Trade Capital Management Llc | Jersey City | NJ | 04/2016 | 11/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 2008-09-09 |
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