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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-05
CA RA APPROVED 2025-07-17
  • TX RA
    APPROVED
    Since 2025-08-05
  • CA RA
    APPROVED
    Since 2025-07-17

Branch Locations

Tracy, CA • United States

6701 Koll Center Parkway Ste 140, Pleasanton, CA 94566 • United States

14515 Catalina Street, San Leandro, CA 94577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Pleasanton CA 02/2025 Present
Mml Investors Services, Llc Pleasanton CA 03/2025 Present
Unemployed Tracy CA 11/2024 02/2025
Visby Medical San Jose CA 05/2021 11/2024
Bd Biosciences San Jose CA 03/2014 05/2021
  • 02/2025 → Present
    Massmutual Life Insurance Co
    Pleasanton, CA
  • 03/2025 → Present
    Pleasanton, CA
  • 11/2024 → 02/2025
    Unemployed
    Tracy, CA
  • 05/2021 → 11/2024
    Visby Medical
    San Jose, CA
  • 03/2014 → 05/2021
    Bd Biosciences
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-02
  • S66 Uniform Combined State Law Examination
    2025-07-02
Other Names
  • Byron Covington
  • Byron D Covington

View on SEC IAPD

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