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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-04-20 |
| TX | RA | APPROVED | 2026-04-20 |
Branch Locations
538 Broadhollow Rd, Ste 202, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Quality Health Care | Hollis | NY | 12/2023 | Present |
| Hooked Kickboxing | Fresh Meadow | NY | 02/2024 | 12/2024 |
| Met Life Stadium | East Rutherford | NJ | 06/2023 | 08/2023 |
| S&A Wine And Spirits | Long Island | NY | 09/2022 | 05/2023 |
| Wayfair Llc | Boston | MA | 06/2022 | 08/2022 |
| Amherst College Department Of Political Science | Amherst | MA | 09/2021 | 02/2023 |
| Now What | Brooklyn | NY | 02/2021 | 01/2022 |
| Cisneros For Congress | Covina | CA | 06/2020 | 10/2020 |
| Mead Art Museum | Amherst | MA | 09/2019 | 05/2022 |
| Amherst College Alumni Fund | Amherst | MA | 09/2019 | 03/2020 |
| Amherst College Department Of Black Studies | Amherst | MA | 02/2019 | 02/2021 |
| Queens College Summer Camp | Flushing | NY | 06/2018 | 08/2018 |
| The Chandler Law Firm Pllc | Valley Stream | NY | 06/2017 | 08/2017 |
| Amherst College | Amherst | MA | 09/2018 | 12/2023 |
| The Lawrenceville School | Lawrenceville | NJ | 09/2015 | 05/2018 |
| Equitable Advisors, Llc. | New York | NY | 03/2025 | 03/2026 |
| Lpl Financial Llc | Melville | NY | 04/2026 | Present |
1: 04/2026 - Quality Health Care - Outside/W-2 Employment - Not Inv Related - 62 Hours/Month - Jamaica, NY - OBA Start Date: 12/12/2023.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-19 |
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