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Employer firm

Knights Of Columbus Asset Advisors LLC CRD 174129

$30.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2026-03-27
NV RA APPROVED 2026-03-27
MS RA APPROVED 2025-03-12
  • ID RA
    APPROVED
    Since 2026-03-27
  • NV RA
    APPROVED
    Since 2026-03-27
  • MS RA
    APPROVED
    Since 2025-03-12

Branch Locations

11975 Seaway Road Suite 110, Gulfport, MS 39503 • United States

One Columbus Plaza, New Haven, CT 06510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Knights Of Columbus Insurance New Haven CT 01/2000 Present
Knights Of Columbus Asset Advisors Llc New Haven CT 02/2025 Present
Other Businesses

Knights of Columbus Insurance, non-investment related, life insurance, Field Agent, Selling life insurance, long term care, disability income and annuities, Start Date: 01/2000, 80 hours a month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-12
  • S65 Uniform Investment Adviser Law Examination
    2025-03-12

View on SEC IAPD

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