Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-06-30
TX RA APPROVED 2025-05-15
  • IL RA
    APPROVED
    Since 2025-06-30
  • TX RA
    APPROVED
    Since 2025-05-15

Branch Locations

571 University Blvd, Round Rock, TX 78665 • United States

2021 Kelly Ln, Pflugerville, TX 78660 • United States

1500 W Parmer Lane, Austin, TX 78727 • United States

120 Palm Valley Cove, Round Rock, TX 78665 • United States

15116 Fm 1825, Pflugerville, TX 78660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuso Financial Services, Lp San Diego CA 10/2013 05/2025
University Federal Credit Union Austin TX 11/2016 Present
Lpl Financial Llc Austin TX 05/2025 Present
  • 10/2013 → 05/2025
    Cuso Financial Services, Lp
    San Diego, CA
  • 11/2016 → Present
    University Federal Credit Union
    Austin, TX
  • 05/2025 → Present
    Austin, TX
Previous Registrations
  • 2013-10-08 → 2025-05-15
    Cuso Financial Services, L.P.
    Chula Vista, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    Chula Vista, CA
    San Diego, CA
    Chula Vista, CA
    National City, CA
    West Lake Hills, TX
    Austin, TX
    Lakeway, TX
    Austin, TX
    Cedar Park, TX
    San Diego, CA
    Austin, TX
    Pflugerville, TX
    Cedar Park, TX
    Austin, TX
    Austin, TX
    Round Rock, TX
    Pflugerville, TX
    Austin, TX
    Round Rock, TX
    Pflugerville, TX
  • 2012-03-05 → 2013-10-02
    Essex National Securities, Llc
    Napa, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
  • 2010-05-17 → 2012-03-01
    San Diego, CA
    San Diego, CA
  • 2009-05-02 → 2010-05-04
    Chase Investment Services Corp.
    Calexico, CA
    El Centro, CA
    San Ysidro, CA
    Chula Vista, CA
  • 2006-05-09 → 2009-05-02
    Wamu Investments, Inc.
    San Diego, CA
    La Mesa, CA
    El Centro, CA
    Calexico, CA
    Chula Vista, CA
    San Ysidro, CA
  • 2005-09-01 → 2006-05-10
    Morgan Stanley Dw Inc.
    La Jolla, CA
Other Businesses

1.3/20/2025: UFCU Investment Services; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 11/21/2016; 160 hrs/mo. during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-23
  • S66 Uniform Combined State Law Examination
    2005-08-23

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Round Rock, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor