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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-13 |
Branch Locations
Zona Franca América Edifício E21, Sexto Piso, Heredia 40103 • Costa Rica
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fisher Investments | Heredia | 02/2025 | Present | |
| Convera | San Jose | 05/2023 | 02/2025 | |
| Concentrix | San Jose | 12/2017 | 11/2018 | |
| University Of Costa Rica | San Jose | 03/2017 | 10/2023 | |
| Athenee Royale Jean Rey | Couvin | 01/2016 | 01/2017 |
the name of the other business; Encino Ediciones whether the business is investment-related; No the address of the other business; Avenida 14, calles 35 y 37 San José, Zapote, Yoses Sur, Grupo Jurídico Especializado the nature of the other business; Independent publishing house your position; Co-Owner title, or relationship with the other business; Co-owner the start date of your relationship; 03/12/2024 the approximate number of hours/month you devote to the other business; 4 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; Co-owner of publishing house.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-05-13 |
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