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Keaton Adam Schultz

Northern Trust Securities, Inc.

Tempe, AZ

Houston, TX

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Current Employers
Northern Trust Securities, Inc.

333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-07
  • TX RA
    APPROVED
    Since 2025-04-07

Branch Locations

2190 E. Elliot Road Suite 100, Tempe, AZ 85284 • United States

1801 Post Oak Blvd., Houston, TX 77057 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Doerre Intermediate Klein TX 02/2015 06/2017
Klein Cain High School Houston TX 06/2017 06/2021
Southern Methodist University Dallas TX 06/2021 12/2024
Royal Oaks Country Club Dallas TX 03/2022 02/2023
Probity Advisors, Inc. Dallas TX 05/2023 08/2023
Turtle Creek Wealth Dallas TX 05/2024 07/2024
Unemployed Houston TX 01/2025 02/2025
Northern Trust Securities, Inc. Houston TX 02/2025 Present
  • 02/2015 → 06/2017
    Doerre Intermediate
    Klein, TX
  • 06/2017 → 06/2021
    Klein Cain High School
    Houston, TX
  • 06/2021 → 12/2024
    Southern Methodist University
    Dallas, TX
  • 03/2022 → 02/2023
    Royal Oaks Country Club
    Dallas, TX
  • 05/2023 → 08/2023
    Probity Advisors, Inc.
    Dallas, TX
  • 05/2024 → 07/2024
    Turtle Creek Wealth
    Dallas, TX
  • 01/2025 → 02/2025
    Unemployed
    Houston, TX
  • 02/2025 → Present
    Northern Trust Securities, Inc.
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-04
  • S66 Uniform Combined State Law Examination
    2025-04-04

View on SEC IAPD

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Other Offices

OLIVE STREET INVESTMENT ADVISERS, LLC · ST. LOUIS, MO
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J.P. MORGAN SECURITIES LLC · Des Peres, MO
U.S. BANCORP ADVISORS, LLC · Des Peres, MO
LPL FINANCIAL LLC · DES PERES, MO
AQUILANT ADVISORS · ST. LOUIS, MO
ATROPOS CAPITAL MANAGEMENT, LLC · ST. LOUIS, MO
VIAGEM, LLC · ST. LOUIS, MO

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