Seth Faulkner

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2024 → 08/2024
  Nodaway Valley Bank
  Kansas City, MO
• 02/2025 → 05/2025
  Keating & Associates
  Manhattan, KS
• 05/2023 → 08/2023
  Menards Inc.
  Kansas City, MO
• 08/2020 → 08/2023
  Mosports Authentics & Apparel
  Kansas City, MO
• 05/2022 → 08/2022
  Rally House
  Liberty, MO
• 06/2025 → 08/2025
  Renaissance Financial
  Overland Park, KS
• 08/2018 → 05/2019
  Liberty North High School
  Liberty, MO
• 08/2019 → 05/2020
  Liberty North High School
  Liberty, MO
• 05/2019 → 08/2019
  Unemployed
  Kansas City, MO
• 05/2020 → 08/2020
  Unemployed
  Kansas City, MO
• 08/2020 → 05/2021
  Liberty North High School
  Liberty, MO
• 08/2021 → 05/2022
  Liberty North High School
  Liberty, MO
• 08/2022 → 05/2023
  Kansas State University
  Manhattan, KS
• 08/2023 → 05/2024
  Kansas State University
  Manhattan, KS
• 08/2024 → 05/2025
  Kansas State University
  Manhattan, KS
• 08/2025 → 12/2025
  Kansas State University
  Manhattan, KS
• 08/2017 → 05/2018
  Heritage Middle School
  Liberty, MO
• 05/2018 → 08/2018
  Unemployed
  Kansas City, MO
• 05/2017 → 08/2017
  Unemployed
  Kansas City, MO
• 08/2016 → 05/2017
  Heritage Middle School
  Liberty, MO
• 12/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 05/2026 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SECURITIES-RELATED DBA; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: PROVIDE ADVICE TO CLIENTS;

Exams

• S66 Uniform Combined State Law Examination
  2026-05-06

Other Names

• Seth Thomas Faulkner