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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-07-14 |
Branch Locations
1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services, Inc | Weehawken | NJ | 04/2025 | Present |
| Top Dog Fitness | Tallahassee | FL | 10/2024 | 01/2025 |
| Samurai Sushi And Sake | Tampa | FL | 05/2021 | 08/2021 |
| Village Inn | Tallahassee | FL | 04/2022 | 01/2023 |
| Florida State University | Tallahassee | FL | 08/2020 | 08/2024 |
| Asset Living Property Management | Tallahassee | FL | 07/2023 | 04/2025 |
| Robinson High School | Tampa | FL | 08/2016 | 05/2020 |
| Middle School | Tampa | FL | 04/2015 | 05/2016 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-11 |
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