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Matthew Anthony Roth

Cetera Investment Advisers LLC

Ridgeland, MS

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2025-04-08
  • MS RA
    APPROVED
    Since 2025-04-08

Branch Locations

1031 Highland Colony Pkwy, Ridgeland, MS 39157 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc Saint Cloud MN 02/2025 Present
Regions Bank Madison MS 05/2019 Present
Republic Finance Ridgeland MS 06/2013 05/2019
Cetera Investment Advisers Llc Ridgeland MS 04/2025 Present
  • 02/2025 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 05/2019 → Present
    Regions Bank
    Madison, MS
  • 06/2013 → 05/2019
    Republic Finance
    Ridgeland, MS
  • 04/2025 → Present
    Cetera Investment Advisers Llc
    Ridgeland, MS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-17
  • S66 Uniform Combined State Law Examination
    2025-01-17

View on SEC IAPD

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Ebonie Maria Hackett
FRANK WINBOURNE SMITH
FRANK WINBOURNE SMITH

Other Offices

SMITH SHELLNUT WILSON · RIDGELAND, MS
PARK AVENUE SECURITIES LLC · RIDGELAND, MS
FOCUS PARTNERS WEALTH, LLC · RIDGELAND, MS
FOCUS PARTNERS WEALTH, LLC · RIDGELAND, MS
EAGLE STRATEGIES LLC · RIDGELAND, MS
GRANTHAM POOLE ADVISORS, LLC · RIDGELAND, MS
RAYMOND JAMES & ASSOCIATES, INC. · RIDGELAND, MS
SIGNAL ADVISORS WEALTH, LLC · Ridgeland, MS

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