Michael Roland Reed

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Market timing

From the firm’s Form ADV. Read the guides:

Current Employers

Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-03-12

CA RA
APPROVED

Since 2025-03-12

Branch Locations

Duarte, CA • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

177 East Colorado Blvd. Suite 200, Office 3055, Pasadena, CA 91105 • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
La County Probation	Downey	CA	09/2024	Present
Nevasoft	Calpine	CA	11/2023	08/2024
Farmwave	Dahlonega	GA	10/2022	11/2023
Nutrien Ag Solutions	Loveland	CO	06/2021	10/2022
West Coast Gasket Company, Inc	Brea	CA	11/2018	06/2021
Student - California State University, Monterey Bay	Monterey Bay	CA	02/2018	11/2018
Vectornate	Chino Hills	CA	06/2017	02/2018
Home Depot	Monrovia	CA	01/2017	06/2017
Sc Solutions	Duarte	CA	01/2009	12/2016

09/2024 → Present

La County Probation

Downey, CA
11/2023 → 08/2024

Nevasoft

Calpine, CA
10/2022 → 11/2023

Farmwave

Dahlonega, GA
06/2021 → 10/2022

Nutrien Ag Solutions

Loveland, CO
11/2018 → 06/2021

West Coast Gasket Company, Inc

Brea, CA
02/2018 → 11/2018

Student - California State University, Monterey Bay

Monterey Bay, CA
06/2017 → 02/2018

Vectornate

Chino Hills, CA
01/2017 → 06/2017

Home Depot

Monrovia, CA
01/2009 → 12/2016

Sc Solutions

Duarte, CA

Other Businesses

1-- LA PENSION PLANNERS POSITION: Associate NATURE: DBA/Financial Services. COMPENSATION TYPE: Commission. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 60 START DATE: 3/12/2025 ADDRESS: 177 E Colorado Blvd, Office 3055 Pasadena CA, United States DESCRIPTION: DBA for Securities Business / Financial Services. 2-- LIFE & HEALTH INSURANCE POSITION: Associate . NATURE: Insurance. COMPENSATION TYPE: Commission. INVESTMENT RELATED: No NUMBER OF HOURS: 100 TRADING HOURS: 0 START DATE: 3/12/2025 ADDRESS: 177 E Colorado Blvd, Office 3055 Pasadena CA, United States DESCRIPTION: Life Insurance sales to customers. 3-- LA COUNTY PROBATION POSITION: Application Developer II. NATURE: Software. COMPENSATION TYPE: Commission. Salary: No NUMBER OF HOURS: 160 TRADING HOURS: 0 START DATE: 9/23/2024 ADDRESS: 9150 Imperial Hwy. 90242 Downey, CA, United States DESCRIPTION: Under general supervision, analyzes, designs, evaluates, develops, codes, tests, and maintains application systems. will end once the the book of business is established

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-01-28

S66 Uniform Combined State Law Examination

2025-01-28

Other Names

Mikie Reed

View on SEC IAPD