Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-06-23
  • TN RA
    APPROVED
    Since 2025-06-23

Branch Locations

1110 Hillsboro Rd, Franklin, TN 37064 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc Saint Cloud MN 02/2025 Present
Cool Springs Wine And Spirits Franklin TN 10/2021 08/2023
Regions Bank Franklin TN 08/2023 Present
Gerards 1907 Tavern Bowling Green KY 05/2019 08/2021
Papa Johns Franklin TN 02/2015 03/2019
Cetera Investment Advisers Llc Franklin TN 02/2025 Present
  • 02/2025 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 10/2021 → 08/2023
    Cool Springs Wine And Spirits
    Franklin, TN
  • 08/2023 → Present
    Regions Bank
    Franklin, TN
  • 05/2019 → 08/2021
    Gerards 1907 Tavern
    Bowling Green, KY
  • 02/2015 → 03/2019
    Papa Johns
    Franklin, TN
  • 02/2025 → Present
    Franklin, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-24
  • S66 Uniform Combined State Law Examination
    2025-02-24

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Franklin, TN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor