Gavin Walters

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-10-03

Branch Locations

1174 Veterans Memorial Hwy, Hauppauge, NY 11788 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Hauppauge	NY	01/2025	Present
Uber	Lubbock	TX	09/2024	10/2024
Ariss Financial Group/Kuttin Wealth Management Ameriprise	Dothan	AL	06/2024	08/2024
Unemployed/Student	Houston/Lubbock	TX	06/2015	06/2025
Mencius Gourmet Hunan	Humble	TX	08/2019	02/2020

01/2025 → Present

Ameriprise Financial Services, Llc

Hauppauge, NY
09/2024 → 10/2024

Uber

Lubbock, TX
06/2024 → 08/2024

Ariss Financial Group/Kuttin Wealth Management Ameriprise

Dothan, AL
06/2015 → 06/2025

Unemployed/Student

Houston/Lubbock, TX
08/2019 → 02/2020

Mencius Gourmet Hunan

Humble, TX

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-09-27