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Eric Brandon Montgomery

LPl Financial LLC

Fort Mill, SC

Waxhaw, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2016-09-26
  • SC RA
    APPROVED
    Since 2016-09-26

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Waxhaw, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Charlotte NC 02/2014 Present
  • 02/2014 → Present
    Lpl Financial
    Charlotte, NC
Previous Registrations
  • 2011-10-03 → 2014-02-21
    Bb&T Investment Services, Inc.
    Charlotte, NC
  • 2007-01-26 → 2011-11-07
    Uvest Financial Services Group, Inc.
    Charlotte, NC
    Charlotte, NC
  • 2006-09-08 → 2007-01-22
    Synergy Investment Group, Llc
    Salisbury, NC
    Charlotte, NC
  • 2006-07-11 → 2006-09-06
    Grove Point Investments, Llc
    Salisbury, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-10
  • S66 Uniform Combined State Law Examination
    2006-07-10
Designations

View on SEC IAPD

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BELLEAIR WEALTH MANAGEMENT, LLC
WEALTHCARE ADVISORY PARTNERS LLC
INSIGHT SECURITIES, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
SCHWAB WEALTH ADVISORY, INC.
PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

More in Fort Mill, SC

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