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David Dal Broi

Edward Jones

Willoughby Hills, OH

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-17
OH RA APPROVED 2025-06-03
  • TX RA
    APPROVED
    Since 2025-09-17
  • OH RA
    APPROVED
    Since 2025-06-03

Branch Locations

2778 Som Center Rd Suite 102, Willoughby Hills, OH 44094 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 03/2025 Present
Leonteq Securities (Hong Kong) Limited Hong Kong 02/2022 01/2024
Saxo Capital Markets (Hong Kong) Limited Hong Kong 04/2018 02/2022
Sg Securities (Hk) Limited Hong Kong 06/2015 12/2017
Unemployed Aurora OH 02/2024 03/2025
Unemployed Aurora OH 12/2017 04/2018
  • 03/2025 → Present
    Edward Jones
    St. Louis, MO
  • 02/2022 → 01/2024
    Leonteq Securities (Hong Kong) Limited
    Hong Kong
  • 04/2018 → 02/2022
    Saxo Capital Markets (Hong Kong) Limited
    Hong Kong
  • 06/2015 → 12/2017
    Sg Securities (Hk) Limited
    Hong Kong
  • 02/2024 → 03/2025
    Unemployed
    Aurora, OH
  • 12/2017 → 04/2018
    Unemployed
    Aurora, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-28
  • S66 Uniform Combined State Law Examination
    2025-05-28
Designations

View on SEC IAPD

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Other Investors

Jackie Ann Brick
Regina Florence Iafelice
Stephen C Mrozek
VICTORIA MARIE MANNARINO
Jonathan D Barna
PHILLIP MARTIN RINI
MICHAEL REITMAN FRIEDLANDER
KIP ANDREW HOOVER

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Willoughby Hills, OH
LPL FINANCIAL LLC · WILLOUGHBY HILLS, OH
LPL FINANCIAL LLC · WILLOUGHBY HILLS, OH
STRATOS WEALTH PARTNERS, LTD · WILLOUGHBY HILLS, OH
KESTRA ADVISORY SERVICES, LLC · Willoughby Hills, OH
KESTRA ADVISORY SERVICES, LLC · Willoughby Hills, OH
KESTRA ADVISORY SERVICES, LLC · WILLOUGHBY HILLS, OH
CETERA INVESTMENT ADVISERS LLC · WICKLIFFE, OH

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