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Nicholas Deane

Wells Fargo Clearing Services, LLC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-21
  • TX RA
    APPROVED_RES
    Since 2025-10-21

Branch Locations

1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Charlotte NC 02/2025 Present
Disys Mc Lean VA 02/2025 Present
University Of South Carolina Columbia SC 08/2020 12/2024
Lorick Office Products Columbia NC 05/2024 07/2024
Unemployed Mooresville NC 01/2025 01/2025
Peninsula Golf Club Cornelius NC 05/2022 08/2022
Rooftop Bar Columbia SC 01/2022 02/2022
Sam's Xpress Car Wash Huntersville NC 05/2018 08/2018
Davidson Day School Davidson NC 03/2015 05/2020
  • 02/2025 → Present
    Wells Fargo Clearing Services
    Charlotte, NC
  • 02/2025 → Present
    Disys
    Mc Lean, VA
  • 08/2020 → 12/2024
    University Of South Carolina
    Columbia, SC
  • 05/2024 → 07/2024
    Lorick Office Products
    Columbia, NC
  • 01/2025 → 01/2025
    Unemployed
    Mooresville, NC
  • 05/2022 → 08/2022
    Peninsula Golf Club
    Cornelius, NC
  • 01/2022 → 02/2022
    Rooftop Bar
    Columbia, SC
  • 05/2018 → 08/2018
    Sam's Xpress Car Wash
    Huntersville, NC
  • 03/2015 → 05/2020
    Davidson Day School
    Davidson, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-29
S63 Uniform Securities Agent State Law Examination 2025-05-09
  • S65 Uniform Investment Adviser Law Examination
    2025-10-29
  • S63 Uniform Securities Agent State Law Examination
    2025-05-09

View on SEC IAPD

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