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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2012-09-24
  • ND RA
    APPROVED
    Since 2012-09-24

Branch Locations

2605 42Nd St S, Fargo, ND 58104 • United States

West Fargo, ND • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Fargo ND 06/2005 Present
Thrivent Financial For Lutherans Appleton WI 08/2012 Present
Other Businesses

HOPE LUTHERAN POSITION: Church Council member NATURE: Lutheran Church in Fargo, ND. Vision is encouraging all people to know the love of Jesus Christ. 3 campuses in Fargo. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/17/2026 ADDRESS: 2900 Broadway N, Fargo ND 58102, United States DESCRIPTION: Council meets one time each month for two hours. We meet with different groups from the church at the council meetings - Adult Ministry, Youth Ministry, etc., along with senior pastor Paul, and other pastors to discuss growth of the church, share ideas and guidance for the church

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-26
  • S66 Uniform Combined State Law Examination
    2005-08-26

View on SEC IAPD

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