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Anthony Roy Herreres

Alliance Advisory & Securities, LLC

Westlake Village, CA

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Current Employers
Alliance Advisory & Securities, Llc

31248 E. Oak Crest Drive Ste 100, Westlake Village, CA 91361 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-08
  • CA RA
    APPROVED
    Since 2026-05-08

Branch Locations

31248 E. Oak Crest Drive, Suite 100, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alliance Advisory & Securities, Llc Westlake Village CA 10/2024 Present
Self Employed Valencia CA 09/2017 Present
Unemployed Valencia CA 09/2016 09/2017
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-05-07
  • S65 Uniform Investment Adviser Law Examination
    2026-05-07

View on SEC IAPD

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MANCHESTER FINANCIAL INC · WESTLAKE VILLAGE, CA
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