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Jeffery L. Peschel

First Citizens Investor Services, Inc.

Raleigh, NC

Hickory, NC

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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2015-05-07
  • NC RA
    APPROVED
    Since 2015-05-07

Branch Locations

100 East Tryon Road Mail Code: Dac19, Raleigh, NC 27603 • United States

117 4Th Street Nw, Hickory, NC 28601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Investor Services Raleigh NC 11/2014 Present
  • 11/2014 → Present
    First Citizens Investor Services
    Raleigh, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-05-07
S63 Uniform Securities Agent State Law Examination 2006-04-04
  • S65 Uniform Investment Adviser Law Examination
    2015-05-07
  • S63 Uniform Securities Agent State Law Examination
    2006-04-04
Other Names
  • Jeffery L. Peschel
  • Jeffrey L. Peschel

View on SEC IAPD

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