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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-10-14
TX RA APPROVED 2021-10-14
  • PA RA
    APPROVED
    Since 2021-10-14
  • TX RA
    APPROVED
    Since 2021-10-14

Branch Locations

1200 Liberty Ridge Dr Ste 210, Wayne, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Berwyn PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Berwyn PA 11/2016 10/2021
Wells Fargo Advisors Financial Network, Llc Wayne PA 10/2021 Present
Previous Registrations
Other Businesses

HUNTINGTON KRAUS FINANCIAL GROUP LLC, INV RELATED, BERWYN, PA, 18% OWNERSHIP, START 10/15/2021, 160 HOURS PER MONTH, 8 HOURS DURING TRADING, FINET PRACTICE. WMH FINANCIAL LLC, INV RELATED, HOLLAND, PA, 100% OWNERSHIP, START 10/15/2021, 20 HOURS PER MONTH, 1 HOUR DURING TRADING, FINET PRACTICE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-13
  • S66 Uniform Combined State Law Examination
    2005-10-13
Other Names
  • William M Hughes

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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