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William Pluta

Moors & Cabot, Inc.

Naples, FL

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Current Employers
Moors & Cabot, Inc.

One Federal Street 19Th Floor, Boston, MA 02110 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-11-03
  • FL RA
    APPROVED
    Since 2025-11-03

Branch Locations

999 Vanderbilt Beach Road Suite 102, Naples, FL 34108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Moors Cabot Inc Naples FL 02/2025 Present
Unemployed Miami FL 07/2024 02/2025
Conner One Miami FL 02/2024 07/2024
Unemployed Denver CO 08/2023 02/2024
Vivoinfusion Denver CO 05/2023 08/2023
Emcor Facility Serv Cinncinati OH 01/2022 05/2023
Unemployed Honeoye Falls NY 08/2021 01/2022
Univ Of So Carolina Columbia SC 08/2016 08/2021
Tjv Meehan Rochester NY 06/2020 08/2020
Tjv Meehan Rochester NY 06/2019 08/2019
Weedman Lawncare Rochester NY 06/2018 08/2018
  • 02/2025 → Present
    Moors Cabot Inc
    Naples, FL
  • 07/2024 → 02/2025
    Unemployed
    Miami, FL
  • 02/2024 → 07/2024
    Conner One
    Miami, FL
  • 08/2023 → 02/2024
    Unemployed
    Denver, CO
  • 05/2023 → 08/2023
    Vivoinfusion
    Denver, CO
  • 01/2022 → 05/2023
    Emcor Facility Serv
    Cinncinati, OH
  • 08/2021 → 01/2022
    Unemployed
    Honeoye Falls, NY
  • 08/2016 → 08/2021
    Univ Of So Carolina
    Columbia, SC
  • 06/2020 → 08/2020
    Tjv Meehan
    Rochester, NY
  • 06/2019 → 08/2019
    Tjv Meehan
    Rochester, NY
  • 06/2018 → 08/2018
    Weedman Lawncare
    Rochester, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-30
  • S66 Uniform Combined State Law Examination
    2025-10-30

View on SEC IAPD

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Other Offices

TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL
J.P. MORGAN SECURITIES LLC · NAPLES, FL
SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
CAPITAL WEALTH PLANNING, LLC · NAPLES, FL
AMERIPRISE FINANCIAL SERVICES, LLC · NAPLES, FL

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