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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-05-01 |
Branch Locations
Coatesville, PA • United States
Six Tower Bridge, 181 Washington Street Suite 500, Conshohocken, PA 19428-2000 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Downingtown Area School District | Downingtown | PA | 01/2014 | 06/2021 |
| Whitford Country Club | Exton | PA | 04/2018 | 08/2021 |
| Grand Bohemian Hotel Charleston | Charleston | SC | 01/2022 | 06/2025 |
| College Of Charleston, Center For Student Learning | Charleston, Sc | SC | 01/2023 | 12/2023 |
| College Of Charleston, Office Of Admissions | Charleston | SC | 08/2022 | 12/2022 |
| College Of Charleston | Charleston | SC | 08/2021 | 05/2025 |
| New York Life Insurance Company | Charleston | SC | 02/2025 | 02/2026 |
| Nylife Securities Llc | Charleston | SC | 06/2025 | 02/2026 |
| Rbc Capital Markets, Llc | Conshohocken | PA | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 2025-07-28 |
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