Nathan Kistler

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2025-11-07

PA RA
APPROVED

Since 2025-11-07

Branch Locations

3120 William Penn Hwy, Easton, PA 18405 • United States

1215 Chestnut St, Emmaus, PA 18049 • United States

1240 Third St, Whitehall Township, PA 18052 • United States

100 N 3Rd St, Easton, PA 18042 • United States

240 S 3Rd St, Coopersburg, PA 18036 • United States

1701 Chew St, Allentown, PA 18104 • United States

924 Eaton Avenue, Bethlehem, PA 18018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citizens Bank	Center Square	PA	04/2012	03/2017
Cuso Financial Services, Lp	San Diego	CA	03/2017	05/2020
Santander Bank, Na	Boston	MA	06/2020	11/2025
Santander Securities, Llc	Dorchester	MA	06/2020	02/2023
Santander Securities, Llc	Dorchester	MA	02/2023	11/2025
Lpl Financial Llc	Allentown	PA	11/2025	Present
Community Bank	Allentown	PA	11/2025	Present

04/2012 → 03/2017

Citizens Bank

Center Square, PA
03/2017 → 05/2020

Cuso Financial Services, Lp

San Diego, CA
06/2020 → 11/2025

Santander Bank, Na

Boston, MA
06/2020 → 02/2023

Santander Securities, Llc

Dorchester, MA
02/2023 → 11/2025

Santander Securities, Llc

Dorchester, MA
11/2025 → Present

Lpl Financial Llc

Allentown, PA
11/2025 → Present

Community Bank

Allentown, PA

Previous Registrations

2020-06-11 → 2025-11-06

Santander Securities Llc

Coopersburg, PA

Easton, PA

Easton, PA

Emmaus, PA

Allentown, PA

Whitehall, PA

Allentown, PA

Villanova, PA

Conshohocken, PA

Conshohocken, PA

Easton, PA

Easton, PA

Coopersburg, PA

Bethlehem, PA
2017-03-20 → 2020-05-22

Cuso Financial Services, L.P.

Allentown, PA

Easton, PA

San Diego, CA

Emmaus, PA
2013-06-18 → 2017-03-13

Citizens Securities, Inc.

Blue Bell, PA

North Wales, PA

Conshohocken, PA

Other Businesses

1- 11/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Nottingham Investment Services / Investment Related / Start Date 05/25/2020 - 160 hrs mth / during trading / At reported business location(s) 2- 11/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Nottingham Investment Services / Investment Related / Start Date 11/07/2025 - 160 hrs mth / during trading / At reported business location(s) 3- 04/08/2026 - Simplicity Group - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 03/18/2026 - 40 hours per month/ during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-06-07
S63	Uniform Securities Agent State Law Examination	2005-07-12

S65 Uniform Investment Adviser Law Examination

2013-06-07
S63 Uniform Securities Agent State Law Examination

2005-07-12

Other Names

Nathan Kistler
Nathan John Kistler

View on SEC IAPD