Julien A Nelson-Rowntree

Hsbc Securities (Usa) Inc.

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Current Employers

Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
ND	RA	APPROVED	2025-09-19
GA	RA	APPROVED	2025-09-05
VI	RA	APPROVED	2025-08-29
NM	RA	APPROVED	2025-08-26
AL	RA	APPROVED	2025-08-25
AK	RA	APPROVED	2025-08-25
DE	RA	APPROVED	2025-08-25
IA	RA	APPROVED	2025-08-25
KS	RA	APPROVED	2025-08-25
LA	RA	APPROVED	2025-08-25
ME	RA	APPROVED	2025-08-25
MN	RA	APPROVED	2025-08-25
MT	RA	APPROVED	2025-08-25
NE	RA	APPROVED	2025-08-25
NC	RA	APPROVED	2025-08-25
PR	RA	APPROVED	2025-08-25
TX	RA	APPROVED	2025-08-25
UT	RA	APPROVED	2025-08-25
MD	RA	APPROVED	2025-07-04
NJ	RA	APPROVED	2025-04-16
NY	RA	APPROVED	2025-04-16

ND RA
APPROVED

Since 2025-09-19
GA RA
APPROVED

Since 2025-09-05
VI RA
APPROVED

Since 2025-08-29
NM RA
APPROVED

Since 2025-08-26
AL RA
APPROVED

Since 2025-08-25
AK RA
APPROVED

Since 2025-08-25
DE RA
APPROVED

Since 2025-08-25
IA RA
APPROVED

Since 2025-08-25
KS RA
APPROVED

Since 2025-08-25
LA RA
APPROVED

Since 2025-08-25
ME RA
APPROVED

Since 2025-08-25
MN RA
APPROVED

Since 2025-08-25
MT RA
APPROVED

Since 2025-08-25
NE RA
APPROVED

Since 2025-08-25
NC RA
APPROVED

Since 2025-08-25
PR RA
APPROVED

Since 2025-08-25
TX RA
APPROVED

Since 2025-08-25
UT RA
APPROVED

Since 2025-08-25
MD RA
APPROVED

Since 2025-07-04
NJ RA
APPROVED

Since 2025-04-16
NY RA
APPROVED

Since 2025-04-16

Branch Locations

66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hsbc Bank Usa, N.A.	New York	NY	07/2023	Present
Hsbc Securities (Usa) Inc	New York	NY	02/2025	Present
Ic Learning Center	New York City	NY	08/2022	11/2022
Hakata Ton Ton	New York City	NY	08/2022	11/2022
New York University Shanghai	Shanghai		09/2020	05/2021
New York University Shanghai	Shanghai		09/2019	06/2023
International School Of The Hague	The Hague		01/2014	09/2019

07/2023 → Present

Hsbc Bank Usa, N.A.

New York, NY
02/2025 → Present

Hsbc Securities (Usa) Inc

New York, NY
08/2022 → 11/2022

Ic Learning Center

New York City, NY
08/2022 → 11/2022

Hakata Ton Ton

New York City, NY
09/2020 → 05/2021

New York University Shanghai

Shanghai
09/2019 → 06/2023

New York University Shanghai

Shanghai
01/2014 → 09/2019

International School Of The Hague

The Hague

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-04-16

S66 Uniform Combined State Law Examination

2025-04-16

Other Names

Julien A Nelsonrowntree

View on SEC IAPD

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