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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-05-05
  • CA RA
    APPROVED
    Since 2025-05-05

Branch Locations

6700 Koll Center Pkwy Suite 160-P, Pleasanton, CA 94566 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Pleasanton CA 02/2025 Present
Wfgia Pleasanton CA 02/2023 Present
Intel Corporation Folsom CA 03/2022 04/2025
Kelly Services Global Troy MI 07/2018 03/2022
Spark Health Inc And Mis As Partner Santa Rosa CA 07/2023 Present
Self Employed Dba Itservicessf Oregon House CA 02/2017 06/2018
Itsecura Oregon House CA 06/2016 02/2017
Volt Workforce Solutions Orange CA 02/2018 04/2018
Fellowship Of Friends Inc Oregon House CA 04/2016 06/2017
Mirafra, Inc Houston TX 08/2025 12/2025
Objectwin Technology, Inc Houston TX 03/2026 Present
  • 02/2025 → Present
    Transamerica Financial Advisors, Inc
    Pleasanton, CA
  • 02/2023 → Present
    Wfgia
    Pleasanton, CA
  • 03/2022 → 04/2025
    Intel Corporation
    Folsom, CA
  • 07/2018 → 03/2022
    Kelly Services Global
    Troy, MI
  • 07/2023 → Present
    Spark Health Inc And Mis As Partner
    Santa Rosa, CA
  • 02/2017 → 06/2018
    Self Employed Dba Itservicessf
    Oregon House, CA
  • 06/2016 → 02/2017
    Itsecura
    Oregon House, CA
  • 02/2018 → 04/2018
    Volt Workforce Solutions
    Orange, CA
  • 04/2016 → 06/2017
    Fellowship Of Friends Inc
    Oregon House, CA
  • 08/2025 → 12/2025
    Mirafra, Inc
    Houston, TX
  • 03/2026 → Present
    Objectwin Technology, Inc
    Houston, TX
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Spark Health Inc and MIS as partner/Investment Related - No/Spark: 2218 Broadway #232 New York , NY 10024. james@sparkadvisors.com https://www.sparkadvisors.com/ MIS: 4137 Chico Ave, Santa Rosa, CA, 95407/The Spark platform is a comprehensive set of technology and services purpose-built for top Medicare agents to take their business to the next level./independent Insurance agent/08.2023/5/0/I am independent insurance agent and do not have duties or responsibilities in this OBA. OBJECTWIN TECHNOLOGY, INC POSITION: LAB/PVT Validation Engineer NATURE: Validation Engineer INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 2 START DATE: 03/31/2026 ADDRESS: 19219 Katy Freeway, Suite 275, Houston TX 77094, United States DESCRIPTION: I work in memory validation team (DDR5, LPDDR5, etc). I do set up server boards, FPGA installations, programming, running testing scripts, collecting logs and data and presenting data as reports. Responsibilities: in timely manner do set up lab equipment with purpose of running tests and making related measurements. Run tests, collect results, debug, reporting results.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-05
  • S66 Uniform Combined State Law Examination
    2025-05-05

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