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400 Atlantic Sreet 6Th Floor, Stamford, CT 06901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-01-16 |
Branch Locations
15720 Brixham Hill Ave Suite 300, Charlotte, NC 28277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 04/2025 | 11/2025 |
| Tiaa | Charlotte | NC | 04/2025 | 11/2025 |
| Megacorp Logistics | Wilmington | NC | 10/2023 | 04/2025 |
| Nextglass / Untapped | Wilmington | NC | 07/2023 | 10/2023 |
| Ncino | Wilmington | NC | 05/2022 | 07/2023 |
| Magnolia Greens Golf Course / Cp Golf Llc | Leland | NC | 01/2021 | 01/2023 |
| Lowe's Home Improvement | Indian Trail | NC | 04/2020 | 07/2020 |
| Jimmy Johns / Dbd Monroe Llc | Wilmington | NC | 01/2020 | 03/2021 |
| University Of North Carolina Wilmington | Wilmington | NC | 08/2019 | 07/2023 |
| Firethorne Country Club | Marvin | NC | 05/2019 | 07/2019 |
| Smoothie King | Indian Trail | NC | 01/2019 | 06/2019 |
| Target | Charlotte | NC | 11/2018 | 01/2019 |
| Panera Bread | Charlotte | NC | 06/2018 | 11/2018 |
| Hickory Tavern / T&B Concepts Of Wesley Chapel Llc | Wesley Chapel | NC | 05/2018 | 07/2018 |
| Chick-Fil-A | Matthews | NC | 02/2017 | 05/2018 |
| Union Academy | Monroe | NC | 08/2012 | 08/2019 |
| Kovitz Investment Group Partners, Llc | Charlotte | NC | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 2025-06-30 |
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