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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-03-22 |
| AR | RA | APPROVED | 2019-03-20 |
Branch Locations
4033 N Shiloh Dr, Fayetteville, AR 72703 • United States
3975 W. New Hope Road, Rogers, AR 72758 • United States
1411 S Walton Blvd, Bentonville, AR 72712 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Simmons First Investment Group, Inc. | Little Rock | AR | 06/2009 | 03/2019 |
| Lpl Financial Llc | Rogers | AR | 03/2019 | Present |
| Simmons Bank | Rogers | AR | 03/2019 | Present |
1)3/20/19- Simmons Investment Services- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100%
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-20 |
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