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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-22 |
Branch Locations
1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Charlotte | NC | 01/2025 | Present |
| University Of Kentucky | Lexington | KY | 01/2023 | 12/2024 |
| Bluegrass Community And Technical College | Lexington | KY | 08/2019 | 05/2023 |
| Lafayette High School | Lexington | KY | 08/2014 | 06/2019 |
| Aqua-Tots | Lexington | KY | 05/2020 | 09/2020 |
| Kindercare | Lexington | KY | 04/2021 | 09/2021 |
| Relix Bridal | Lexington | KY | 12/2023 | 01/2025 |
| Keeneland | Lexington | KY | 09/2024 | 11/2024 |
| Malibu Jacks | Lexington | KY | 08/2018 | 08/2019 |
| Wildhealth | Lexington | KY | 01/2022 | 05/2022 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-11-20 |
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