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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-08-08 |
| VA | RA | APPROVED | 2025-08-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Heroic Public Benefit Corporation | Austin | TX | 10/2024 | 01/2025 |
| United States Navy | Virginia Beach | VA | 02/2004 | 10/2024 |
| Lpl Financial Llc | Virginia Beach | VA | 01/2025 | Present |
1) Riley Whalen Inc - DBA for LPL Business (entity for LPL business) - Investment Related - Fairport, NY 14450 - Start date :02/03/2025 - 160 Hrs/Mth - 8 Hrs During Trading - Time Spent:100
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-01 |
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