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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-08-08
VA RA APPROVED 2025-08-04
  • NY RA
    APPROVED
    Since 2025-08-08
  • VA RA
    APPROVED
    Since 2025-08-04

Branch Locations

390 Packets Landing, Fairport, NY 14450 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Heroic Public Benefit Corporation Austin TX 10/2024 01/2025
United States Navy Virginia Beach VA 02/2004 10/2024
Lpl Financial Llc Virginia Beach VA 01/2025 Present
  • 10/2024 → 01/2025
    Heroic Public Benefit Corporation
    Austin, TX
  • 02/2004 → 10/2024
    United States Navy
    Virginia Beach, VA
  • 01/2025 → Present
    Virginia Beach, VA
Other Businesses

1) Riley Whalen Inc - DBA for LPL Business (entity for LPL business) - Investment Related - Fairport, NY 14450 - Start date :02/03/2025 - 160 Hrs/Mth - 8 Hrs During Trading - Time Spent:100

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-01
  • S66 Uniform Combined State Law Examination
    2025-08-01
Other Names
  • Robert C Birch

View on SEC IAPD

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