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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-05-21 |
Branch Locations
1512 Eureka Rd 3Rd Fl, Roseville, CA 95661 • United States
1512 Eureka Rd 3Rd Fl [Ne-Rbo], Roseville, CA 95661 • United States
8475 Auburn Folsom Rd, Granite Bay, CA 95746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Carmichael | CA | 01/2011 | 11/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Roseville | CA | 12/2016 | 02/2017 |
| Bank Of America, N.A. | Roseville | CA | 02/2017 | 05/2021 |
| Wells Fargo Clearing Services, Llc. | Roseville | CA | 05/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-29 |
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