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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-05-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vip Financial Matters, Llc | Altoona | PA | 02/2025 | Present |
| Allegheny Creamery And Crepes | Hollidaysburg | PA | 05/2019 | 02/2025 |
| The Pennsylvania State University | Altoona | PA | 01/2009 | 05/2023 |
| Cetera Advisors Llc | St Cloud | MN | 03/2025 | Present |
| Piano Teacher | Hollidaysburg | PA | 10/2008 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 05/2025 | Present |
1. Name of other business: VIP Financial Matters, LLC Investment related: Yes Address: Same as registered location Nature of business: Financial Services Start Date: 02/2025 Apx number of hours per week:40 Apx number of hours during trading hours:40 Position/title/relationship: Financial Professional Brief description of duties: Interact with clients and provide financial services; 2. Name of other business: Piano Teacher Investment related: No Address: Same as Residential Address Nature of business: Teaching Piano Lessons Start Date: 10/2008 Apx number of hours per week:6 Apx number of hours during trading hours:0 Position/title/relationship: Sole Proprietor Brief description of duties: Teaching piano lessons;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-28 |
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