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Douglass Richard-Harold Schmidt

Truist Advisory Services, Inc.

Moundsville, WV

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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-13
WV RA APPROVED 2021-02-17
  • TX RA
    APPROVED_RES
    Since 2021-04-13
  • WV RA
    APPROVED
    Since 2021-02-17

Branch Locations

414 Jefferson Ave Fl 1, Moundsville, WV 26041 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Investments Charlotte NC 04/2006 02/2021
Bb&T Securities, Llc Cameron WV 01/2018 02/2021
Truist Investment Services, Inc. Wheeling WV 02/2021 Present
Truist Advisory Services, Inc. Atlanta GA 02/2021 Present
  • 04/2006 → 02/2021
    Bb&T Investments
    Charlotte, NC
  • 01/2018 → 02/2021
    Bb&T Securities, Llc
    Cameron, WV
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Wheeling, WV
  • 02/2021 → Present
    Atlanta, GA
Previous Registrations
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Moundsville, WV
    Wheeling, WV
    Cameron, WV
    Charlotte, NC
    Severna Park, MD
    Richmond, VA
  • 2006-06-22 → 2018-01-02
    Bb&T Investment Services, Inc.
    Wheeling, WV
    Wheeling, WV
    Cameron, WV
    Glen Dale, WV
    Charlotte, NC
    Charlotte, NC
    Moundsville, WV
    Moundsville, WV
    Huntington, WV
    Severna Park, MD
Other Businesses

SCHMIDT ICE GROUP LLC POSITION: Member NATURE: Investing in ice rinks INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/20/2026 ADDRESS: South Lyons MI, United States DESCRIPTION: Funding the business and investing in ice rinks.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-07
S63 Uniform Securities Agent State Law Examination 2005-09-30
  • S65 Uniform Investment Adviser Law Examination
    2006-09-07
  • S63 Uniform Securities Agent State Law Examination
    2005-09-30
Other Names
  • Doug Schmidt
  • Doug Richard-Harold Schmidt

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