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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-04 |
Branch Locations
600 Travis St Floors 61St & 62Nd, Houston, TX 77002-3009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Houston | TX | 01/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Houston | TX | 01/2025 | Present |
| Jpmorganchase | Salt Lake City | UT | 06/2024 | 08/2024 |
| Domino's Pizza (Mac Pizza Management) | Houston | TX | 08/2024 | 11/2024 |
| Vivint Smart Home | Jacksonville | FL | 02/2021 | 12/2021 |
| Autoliv Inc | Brigham City | UT | 05/2023 | 11/2023 |
| Logan Small Business Development Center | Logan | UT | 11/2021 | 05/2023 |
| Ignite Power Llc | Escondido | CA | 05/2020 | 08/2020 |
| University Growth Fund | Salt Lake City | UT | 01/2022 | 05/2023 |
| Unemployed | Medford | OR | 01/2015 | 04/2020 |
| Unemployed | Logan | UT | 09/2020 | 01/2021 |
| Unemployed | Logan | UT | 12/2023 | 05/2024 |
| Unemployed | Houston | TX | 12/2024 | 12/2024 |
| Self-Employed | Houston | TX | 09/2024 | Present |
Entity Name: Self-Employed Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 06/02/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Renting out rooms/houses that I own. No affiliation with JPMC, or similarity with my firm role. Entity Name: Self-Employed Investment related: No Address: Private Residence Nature of the other business: Residential Services Position/Title/Relationship: Owner/Partner Start Date: 09/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I do handyman work on the weekends. This includes small home construction projects and minor home repairs. There is no official business entity or connection to the bank. However, I am compensated for my work on an hourly or project basis.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-03 |
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