Thomas Johnson

Ameriprise Financial Services, LLC

Minneapolis, MN

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Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-04-02
MN	RA	APPROVED	2025-12-15

TX RA
APPROVED

Since 2026-04-02
MN RA
APPROVED

Since 2025-12-15

Branch Locations

Minneapolis, MN • United States

701 Carlson Pkwy Ste 1040, Minnetonka, MN 55305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Minnetonka	MN	01/2025	Present
Loras College	Dubuque	IA	08/2013	05/2017
Fox Valley Autism Treatment Program	Appleton	WI	05/2017	08/2020
University Of Wisconsin - Milwaukee	Milwaukee	WI	05/2020	05/2022
Froedtert Health	Milwaukee	WI	06/2021	01/2025

01/2025 → Present

Ameriprise Financial Services, Llc

Minnetonka, MN
08/2013 → 05/2017

Loras College

Dubuque, IA
05/2017 → 08/2020

Fox Valley Autism Treatment Program

Appleton, WI
05/2020 → 05/2022

University Of Wisconsin - Milwaukee

Milwaukee, WI
06/2021 → 01/2025

Froedtert Health

Milwaukee, WI

Other Businesses

Real Estate Ownership; Multi-Family; 608 Manistique AVe, , South Milwaukee, WI, 53172; Not Investment-Related; 07/01/2025.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-12-08

S66 Uniform Combined State Law Examination

2025-12-08

View on SEC IAPD

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