David Guerrero

Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers

State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-12-23

CA RA
APPROVED

Since 2025-12-23

Branch Locations

2222 E Cliff Dr Ste 200, Santa Cruz, CA 95062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Chris Buich Insurance Agency	Santa Cruz	CA	06/2014	Present
State Farm Vp Management Corp	Santa Cruz	CA	01/2025	Present
State Farm Investment Management Corp	Santa Cruz	CA	12/2025	Present

06/2014 → Present

Chris Buich Insurance Agency

Santa Cruz, CA
01/2025 → Present

State Farm Vp Management Corp

Santa Cruz, CA
12/2025 → Present

State Farm Investment Management Corp

Santa Cruz, CA

Other Businesses

1) Chris Buich's Insurance Agency; Investment-related; 559 E Alisal St Ste 102 Salinas, CA 93905 and 2222 E Cliff Dr Ste 200 Santa Cruz, CA 95062 and 266 Reservation Road Suite I, Marina, CA 93933; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Agent employee; Agent Team Member; 7/14/2014; 80; 80; Service customers

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-12-20
S63	Uniform Securities Agent State Law Examination	2025-05-31

S65 Uniform Investment Adviser Law Examination

2025-12-20
S63 Uniform Securities Agent State Law Examination

2025-05-31

View on SEC IAPD