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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-10-30 |
Branch Locations
950 Yale Ave Suite #30, Wallingford, CT 06492 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| One Soure Llc | Wallingford | CT | 08/2022 | 03/2023 |
| Quality Mechanical Corp | East Haven | CT | 04/2023 | 08/2023 |
| Rhino Back Roofing | Simsbury | CT | 08/2023 | 09/2025 |
| Endicott College | Beverly | MA | 08/2021 | 05/2022 |
| Xavier High School | Middletwon | CT | 08/2017 | 05/2021 |
| Holy Trinity School | Wallingford | CT | 08/2014 | 05/2017 |
| Lighthouse Financial, Llc | Wallingford | CT | 01/2025 | 05/2025 |
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2025 | 05/2025 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 10/2025 | Present |
1. NAME OF OTHER BUSINESS: LIGHTHOUSE FINANCIAL, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL ADVISORY SERVICES START DATE: 01/2025 POSITION/TITLE/RELATIONSHIP: ADMIN ASSISTANT APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 20 BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE DUTIES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-29 |
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