Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-09-06
  • TX RA
    APPROVED
    Since 2016-09-06

Branch Locations

200 Crescent Court Suite 500, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc. Dallas TX 01/2008 09/2016
Raymond James & Associates, Inc. Dallas TX 09/2016 Present
Previous Registrations
Other Businesses

Touchdown Club of Dallas (Director)5923 Royal Lane Dallas, TX, start date: 9/1/15, no compensation and not investment related, 5-10 hours month devoted to outside business and zero hours during securities trading hours. Responsibilities include guidance on club operations: events, volunteering, maintaining relations with the Rise school.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-27
  • S66 Uniform Combined State Law Examination
    2006-04-27

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Dallas, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor