Best Investors Account Sign in

Arun Kumar Sharma

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sacramento, CA

West Sacramento, CA

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-14
CA RA APPROVED 2025-03-13
  • TX RA
    APPROVED
    Since 2025-03-14
  • CA RA
    APPROVED
    Since 2025-03-13

Branch Locations

2861 Del Paso Rd, Sacramento, CA 95835 • United States

11 W Capitol Ave, West Sacramento, CA 95691 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sacramento CA 10/2023 Present
Walgreens Boots Alliance Sacramento CA 09/2023 10/2023
Icici Lombard Gic Ltd Mumbai 09/2021 07/2023
Bharti Axa Gic Ltd Mumbai 12/2017 09/2021
Icici Lombard Gic Ltd Mumbai 02/2006 12/2017
Bank Of America, N.A. Sacramento CA 02/2025 Present
  • 10/2023 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Sacramento, CA
  • 09/2023 → 10/2023
    Walgreens Boots Alliance
    Sacramento, CA
  • 09/2021 → 07/2023
    Icici Lombard Gic Ltd
    Mumbai
  • 12/2017 → 09/2021
    Bharti Axa Gic Ltd
    Mumbai
  • 02/2006 → 12/2017
    Icici Lombard Gic Ltd
    Mumbai
  • 02/2025 → Present
    Bank Of America, N.A.
    Sacramento, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-15
  • S66 Uniform Combined State Law Examination
    2024-09-15

View on SEC IAPD

Other Firms

GUANILL WEALTH MANAGEMENT
ENDEAVOR FINANCIAL PLANNING
LPL FINANCIAL LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ROBERT W. BAIRD & CO. INCORPORATED
EDWARD JONES
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

EDWARD SAL GUANILL
GARY PETER LIBHART
PAIGE DETER FARRELL
Heather Story
ROSS BEARDSLEE LEVINE
ANDREA LYNN SILVA
LOEL GLEN HEUPEL
JEFFREY I BEDELL

Other Offices

GUANILL WEALTH MANAGEMENT · SACRAMENTO, CA
ENDEAVOR FINANCIAL PLANNING · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SACRAMENTO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
ROBERT W. BAIRD & CO. INCORPORATED · SACRAMENTO, CA

More in Sacramento, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor