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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-22 |
| RI | RA | APPROVED | 2025-05-21 |
Branch Locations
3400 Pawtucket Ave Ci Client Management, Riverside, RI 02915 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | RI | 01/2025 | Present |
| Specialized Orthopedic Physical Therapy | Warwick | RI | 09/2024 | 01/2025 |
| Black Diamond Networks | Lincoln | RI | 07/2023 | 06/2024 |
| Enterprise Rent-A-Car | Amherst | MA | 09/2022 | 06/2023 |
| Unemployed | Warwick | RI | 06/2024 | 09/2024 |
| Enterprise Rent-A-Car | Cranston | RI | 06/2022 | 08/2022 |
| Harbor Lights Country Club | Warwik | RI | 06/2019 | 08/2021 |
| University Of Massachusetts Amherst | Amherst | MA | 09/2019 | 05/2023 |
| University Of Massachusetts Amherst | Amherst | MA | 09/2019 | 05/2023 |
| Bed Bath And Beyond | Warwick | RI | 09/2016 | 09/2019 |
| American Eagle Outfitters | Warwick | RI | 07/2018 | 08/2021 |
| Toll Gate High School | Warwick | RI | 09/2015 | 06/2019 |
| Bank Of America, N.A. | Lincoln | RI | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-21 |
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