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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-04
CT RA APPROVED 2025-03-05
  • TX RA
    APPROVED
    Since 2025-04-04
  • CT RA
    APPROVED
    Since 2025-03-05

Branch Locations

1070 High Ridge Rd, Stamford, CT 06905 • United States

67 Newtown Rd, Danbury, CT 06810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stamford CT 09/2018 Present
Sears Hialeah FL 10/2016 09/2018
Office Depot Hialeah FL 12/2015 10/2016
Miami Dade College Hialeah FL 08/2016 05/2018
Florida International University Miami FL 08/2018 12/2020
Bank Of America, N.A. Stamford CT 02/2025 Present
  • 09/2018 → Present
    Stamford, CT
  • 10/2016 → 09/2018
    Sears
    Hialeah, FL
  • 12/2015 → 10/2016
    Office Depot
    Hialeah, FL
  • 08/2016 → 05/2018
    Miami Dade College
    Hialeah, FL
  • 08/2018 → 12/2020
    Florida International University
    Miami, FL
  • 02/2025 → Present
    Bank Of America, N.A.
    Stamford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-26
  • S66 Uniform Combined State Law Examination
    2024-08-26

View on SEC IAPD

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