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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2018-07-09 |
| TX | RA | APPROVED | 2018-07-09 |
Branch Locations
400 East Rivulon Boulevard, Gilbert, AZ 85297 • United States
Chandler, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 05/2005 | 03/2018 |
| Bank Of America, N.A. | Pennington | NJ | 11/2011 | 03/2018 |
| Morgan Stanley | Gilbert | AZ | 03/2018 | Present |
| E*Trade Securities, Llc | Gilbert | AZ | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-13 |
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