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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-02
  • TX RA
    APPROVED
    Since 2025-04-02

Branch Locations

540 W Madison St Ci Relationship Management, Chicago, IL 60661 • United States

4200 Amon Carter Blvd Ci Relationship Management, Fort Worth, TX 76155 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Worth TX 01/2025 Present
Unemployed Ft. Worth TX 04/2024 12/2024
Don Artemio Ft. Worth TX 03/2023 04/2024
Manny's Dallas TX 05/2016 04/2023
Bank Of America, N.A. Fort Worth TX 04/2026 Present
  • 01/2025 → Present
    Fort Worth, TX
  • 04/2024 → 12/2024
    Unemployed
    Ft. Worth, TX
  • 03/2023 → 04/2024
    Don Artemio
    Ft. Worth, TX
  • 05/2016 → 04/2023
    Manny's
    Dallas, TX
  • 04/2026 → Present
    Bank Of America, N.A.
    Fort Worth, TX
Other Businesses

I*: 2188267 Entity Type: For Profit Name of OBA: Los Carnales Address: Fort Worth, TX 76107 Investment Related: No Position, Title, Association: Parental support Employee Start Date: 5/22/2023 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: LLC created to overlook parents' checking account, manage parents' bills on their behalf while they live outside the country. Exhaustive list of activities include: paying utilities, paying mortgage, pay property taxes, deposit/withdraw from checking account.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-31
  • S66 Uniform Combined State Law Examination
    2025-03-31

View on SEC IAPD

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